UK Head of Compliance - Private Bank

LMA Recruitment Ltd
150000.00 GBP Annual
27 Jul 2017
18 Aug 2017
Contract Type
The role holder will manage the UK Regulatory Compliance team of a Private Bank. You will also deputise for the Head of Compliance with oversight of the Financial Crime Compliance team and Compliance Monitoring Team.

This is a key strategic risk management role within the business that involves leadership and covers a broad remit and responsibilities in all aspects in Compliance and Financial Crime Compliance.

Responsibilities of the roles include -

- Responsible for ensuring that the all the Banks branches and subsidiaries are operating in a manner consistent with all regulations both internal and external
- Liaison for all regulatory matters
- Responsible for the UK implementation of Compliance policies
- Ensuring adequate Compliance training for all staff
- Provide monitoring and control support

The successful Compliance professional will have strong commercial and operational understanding of working in a private bank. Comprehensive understanding of all current and evolving regulations is a must and since there will be significant engagement with board members and regulators experience of this would be advantageous.

The role is offering a salary up to GBP140,000 - GBP150,000 plus excellent benefits and bonus.