Risk and Compliance Solicitor

Expiring today

Recruiter
Howard Kennedy
Location
South East England
Salary
Competitive
Posted
27 Jul 2017
Expires
24 Aug 2017
Contract Type
Permanent
JOB SUMMARY

To assist the Director of Risk and Compliance with the delivery of the firm's objectives in reducing risk and achieving across the board compliance with regulatory and statutory obligations.

PRINCIPAL TASKS AND RESPONSIBILITIES

Conduct file reviews, feedback to lawyers/Heads of Department and report the same to the Director of Risk and Compliance and COLP and COFA as necessary, and analyse areas for improvement and suggest ways in which improvements can be made.
Review complaints correspondence and draft responses based on a review of the file and by liaising with the fee earner and if necessary supervisor, Director of Risk and Compliance, COLP and/or COFA.
Notify circumstances to insurers, supervise the rectification of issues and liaise with external solicitors where necessary.
Provide conduct (particularly conflict of interest), ethics and accounts rules advice to any member of staff as and when required.
Provide written guidance to the firm on areas of risk and compliance as and when required.
To work with all members of staff in supporting and developing internal knowledge and best practice.
To feed into any changes to the client inception processes.
To assist in providing relevant internal training if required.
To assist in preparing the firm for any external auditing or insurance renewal process.
To develop more junior members of the team in relevant areas of risk and compliance.
To keep up to date with all relevant regulatory and compliance developments and feed back to the Director of Risk and Compliance any suggestions for change in our processes or approach.
To assist the Director of Risk and Compliance with any other duties as and when required.

TECHNICAL SKILLS / EXPERIENCE

Essential

Qualified Solicitor or other legal qualification.
Thorough understanding of the Code of Conduct 2011 and the SRA's Outcome Focused Regulation regime.
Understanding of the Money Laundering Regulations, Bribery Act 2010 and Solicitors Accounts Rules 2011.
Previous experience in dealing with day to day compliance issues.
Previous experience in complaints handling.

Desirable

Previous experience in notifying circumstances to insurers and the supervision of rectifying matters.
Ability to defend negligence claims against the firm without the need to instruct external solicitors.
Previous experience in private practice.

PERSONAL ATTRIBUTES

Excellent communicator with positive outlook and a 'can do' attitude.
Flexible worker who is willing to take on additional tasks to assist the team.
Able to influence and persuade at all levels in order to ensure colleagues understand and follow correct procedures.
Excellent interpersonal skills- must be able to establish and maintain internal and external working relationships.
Excellent analytical skills and attention to detail.
Positive and robust attitude with high level of personal motivation.

BENEFITS

Competitive salary
25 days annual holiday
Permanent Health Insurance
Life Assurance
Interest free Season Ticket Loan
Private Healthcare
Pension Scheme
Staff Introductory Scheme
Employee Assistance Programme

HOURS OF WORK

Core Hours: 9.30 a.m. - 5.30 p.m.