UK Head of Regulatory Compliance - Private Banking Wealth

Charles Levick
26 Jul 2017
15 Aug 2017
Contract Type

My client, a global private bank have created a new opportunity for a Regulatory Compliance Lead to manage team across multiple UK offices. Ideal applicants will have extensive compliance experience within Private Wealth Management and have a comprehensive understanding of all current and evolving regulations that would affect the Bank, primarily its UK offices.

Role Overview

This is a key strategic risk management leadership role that has a broad remit and responsibilities for providing oversight and management for the UK teams in all aspects of Compliance & Financial Crime Risk.

The successful incumbent will manage the UK Regulatory Compliance team, whose role is to provide timely and accurate challenge and oversight on all current and upstream Regulatory Compliance risks, and on scope and content for compliance policies and training.

Key Remits:

- Regulation
- Policy
- Compliance
- Conduct Risk
- Audit
- Regulation
- Management
- Strategic Initiatives

Full details outlined in the job spec. These are not listed in any order.

Required knowledge experience:
* Strong commercial and operational understanding of banking gained through working in a Private Bank, Wealth Manager or Family Office
* Proven knowledge of banking and investment products and services
* Comprehensive understanding of all current and evolving regulations
* Experience engaging with Board-level and Regulatory associates
* Significant business, Compliance and Conduct Risk management experience at a senior management level.
* Experience of working at a regulator is desirable but not essential

Application deadline: Wednesday 9th August 2017

The Compliance Practice at Charles Levick support Permanent, Contract and Interim recruitment specialising in requisitions ranging from entry level Compliance Assistants through to Senior Level Appointments. Our focus spans Financial Services to include both Buy and Sell side Capital Market organisations, Private and Wealth Management, Insurance, Life and Pensions, Consultancy and Third Party Market providers.

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