Regulatory Compliance Manager - Group Risk

Altus Search
02 Aug 2017
15 Aug 2017
Contract Type

Ref: 753ASI

Title: Regulatory Compliance Manager - Group Risk

Location: London

Salary: Attractive

Date: 1st August 2017

Our client, a global financial institution is looking for a Regulatory Compliance Manager to provide guidance and advice on regulatory governance and frameworks within the group. The individual would develop and maintain regulatory compliance standards to enhance and protect the reputation of the firm.

Duties Include:

  • Responsible for ensuring that the banking standards are in accordance with the global standards.
  • Develop, manage and maintain the relationships with the UK and overseas regulatory bodies.
  • Lead staff in the delivery of advice to the business on regulatory and conduct risk issues.
  • Be accountable for implementation regulatory governance agenda across the Group, bringing excellence and consistency of policy and practice wherever possible.
  • Implement and oversee major proposals for regulatory change in relation to conduct risk compliance.
  • Accountable for the regulatory compliance conduct global risk management framework to ensure it meets or exceeds legislative and regulatory requirements.
  • Ensure the business and the firm are kept abreast of the new UK and overseas regulatory updates and ensuring all risks are mitigated.
  • Manage any regulatory investigations where necessary.
  • Act as SME in relation to conduct risk across all geographies and business lines.
  • Liaise with the relevant internal departments in the UK & abroad in relation to conduct risk matters including the provision of technical support and guidance.
  • Provide sound advice and guidance to all internal and external stakeholders on compliance and regulatory governance issues that the business might face.
  • Oversee development of incoming and existing regulations so that all conduct risk issues are mitigated promptly.

The successful candidate must have a regulatory compliance background with an ability to perform compliance risk assessments to a high degree. You will also possess excellent communication and interpersonal skills.

If you are interested in this opportunity, please email your C.V. to or call on for a confidential discussion.

Altus Search Ltd is acting as an employment agency in relation to this role.

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