Compliance Manager / CF11

cer Financial
Basic to £65,000 + bens
05 Aug 2017
16 Aug 2017
Compliance Manager / CF11 Surrey Permanent Basic to £65,000 bens Leading Asset Management based in Surrey are urgently seeking a Compliance Manager with a strong bias towards Financial Crime / AML. You would either hold or be willing to hold the CF11 control function and be the main person to carry out all relevant training. If you have experience of working within Fund Management or Investment Management at a Management level then please contact Darren Winter straight away. Responsibilities of the Compliance Manager / CF11 will include but not limited to: - Arrange reports to relevant boards and committees - Liaise with IFA's and clients discussing AML. - Organise the annual MLRO Report - Accountability for organising there compliance approach to all financial crime related matters - FCA Reporting - Deliver training on Compliance and Financial Crime matters to all staff. - Responsibility for coordinating the compliance approach to data protection matters. Have you got the below essential requirements? - A recognised Qualification in Compliance - Ability to use Microsoft Office and Excel. - Involvement of working in Compliance and Money Laundering in the finance industry, preferably in Fund Management

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