Compliance Monitoring Analyst

Harrington Starr Limited
40000.00 - 50000.00 GBP Annual
08 Aug 2017
16 Aug 2017
Contract Type
Compliance Monitoring Analyst

My client is a leading Market Maker who invest across the vast majority of all asset classes including alternative investments. In this role you with get global exposure on all compliance matters from Guideline Surveillance through to investment Guidelines.

In this role you will be responsible for COBS, specifically Best Execution, Post Trade Reporting and UCITS. There will be a hands on approach to monitoring so an understanding of investment guidelines.

In order to qualify for this role:

- Have a good degree of understanding within a compliance monitoring position and understanding of UCITS rules
- Excellent understanding of COBS - best execution, allocations and MAR/MAD
- Identifying and dealing with the approved persons register
- Assist in the provision of periodic training to employees
- A strong and hands on knowledge of Pre/Post trade and dealing with portfolio managers

This is an excellent opportunity for someone who is looking for their next career move within compliance at a leading Market Maker. If you want a new challenge and this is the right move for you then please forward me your CV.

For more information please apply to Felix Symonds ************* or *********************************