Compliance Associate

Michael Page International Rec Ltd
40000.00 - 60000.00 GBP Annual
09 Aug 2017
06 Sep 2017
Contract Type
The purpose of this role is to support one of the Compliance Managers with regulatory change management.

Client Details

A well-established Wealth Manager.


* In collaboration with the Compliance Manager, work towards creating a strategic framework in relation to regulatory change management

* Assess the policy and provisions of the Regulator and the implications for the business through conducting gap analysis where required

* Assist with any remediation work and assess where changes may be required to meet the new regulations.

* Regular review of regulatory publications that includes consultation papers, policy statements and directives.

* Draft communications across the business regarding forthcoming regulatory changes and their implications.

* Review, update and draft procedures and policies to ensure that they reflect accurately the current regulatory environment.

* Liaise with the Compliance team and more widely across the business regarding the implementation of regulatory changes and how they should be integrated effectively.

* Represent the Compliance Manager at meetings across the business and wider group.


Someone who has worked in a regulatory focused role within a Compliance function, ideally in a Wealth or Asset Manager, would be successful.

My client is looking for someone who is genuinely passionate and interest in regulations and their complexities.

Job Offer

A fantastic opportunity to work at a prestigious Wealth Manager.