Compliance Adviser - Asset Management

Recruiter
Resource Management
Location
London
Salary
500.00 - 650.00 GBP Annual
Posted
09 Aug 2017
Expires
14 Aug 2017
Contract Type
Freelance
We are currently looking to hire a Compliance professional to work for a top 100 Asset Manager. This is a role that will involve a number of different aspects of compliance within an Asset Management firm.

Skills/Experience required

* Experience of working with an asset management firm, with a focus on Investments or distribution is essential
* Product/funds - segregated mandates as well as UCITS and AIFMD
* Conduct rules e.g. best execution and other COBS rules
* Excellent FCA regulatory conduct knowledge, with a focus on asset management requirements.
* Broad and in depth knowledge of investment types, trading venues and supporting operational requirements.
* Experience of working with senior management