Compliance Consultant

Expiring today

JCW Search Ltd
Up to 50000.00 GBP Annual
10 Aug 2017
18 Aug 2017
Contract Type
Roles and Responsibilities

* You will be responsible for helping manage a portfolio of clients and assisting / advising them in all regulatory matters pertaining to their business
* You will be involved in FCA, SEC and CFTC applications, mock audits and ad hoc advice
* Knowledge of AIFMD, MiFID, FCA Handbook (CRDIV, SEC and CFTC would be an advantage)
* Ideally experienced with risk assessments, conflicts, ICAAPs, liquidity assessments, FCA Part 4A applications etc.
* Should be presentable and confident to handle client relationships
* Strong written communication skills a must


* Entrepreneurial attitude, with a desire to help build a business and help clients do the same;
* Clear, diplomatic and comprehensive communicator;
* Our consultancy requires individuals capable of working on-site at client offices using their own initiative - alone or as part of a team;
* Professional and calm under pressure - you will have to work in different environments often with the senior management of regulated firm.

Qualifications / Experience

* The successful candidate is likely to be professionally educated and/or a compliance practitioner with relevant experience of wholesale financial services from working at the FSA/FCA, in a compliance consultancy or in an in-house compliance position.
* 2 years + of relevant experience