European Compliance Monitoring & Testing

Recruiter
Robert Walters UK
Location
London
Salary
Competitive
Posted
10 Aug 2017
Expires
15 Aug 2017
Contract Type
Permanent

The Global Investment Bank is seeking someone to join their London office with substantial compliance monitoring experience from within a financial institution ideally. They are looking for someone who will be able to work with their European offices to lead European Compliance Monitoring & Testing or Quality Assurance activities there.

European Compliance Monitoring & Testing key responsibilities:

  • Complete risk assessments to drive the Compliance Monitoring Plan for Europe
  • Lead and deliver compliance monitoring reviews that manage Regulatory and Conduct risk
  • Work with Compliance and business colleagues to track actions plans to resolve issues identified with monitoring reviews
  • Contribute towards the enhancement of the monitoring program (including planning risk based business monitoring, thematic reviews & deep dive outcomes investigations)
  • Support the delivery of responses to internal audit and external regulatory enquiries
  • Undertake ad-hoc projects and activities as required

Your experience:

  • Substantial compliance experience within a financial services across Audit or Compliance Monitoring & Testing
  • Proactive leadership and strong interpersonal skills
  • Strong oral and written communication skills
  • Ability to understand business needs and address conflicts
  • Methodical with a risk based and strategic mindset
  • Understanding of banking and securities laws and the UK Financial Services

If you would be interested in this Compliance Monitoring & Testing opportunity, please contact Emily Pearce on or .