Compliance Officer (Asset Management) - GBP600-GBP650 pd - 6 mths +

JFJ Associates Limited
650.00 GBP Daily
11 Aug 2017
19 Aug 2017
Contract Type
Due to an expanding team and increasing workload, a leading GlobalAsset Manager is seeking an experiencedCompliance professional to work within the London City team for a minimum of 6 months.

Supporting the business responsible for investment advice and discretionary management services to global clients, the role will be diverse and cover risk analysis for Fund/Client Portfolio, monitoring and regulatory matters working closely with the Portfolio and Consulting teams. Experience of Distribution would also be particularly useful.

Duties will include:

- Regulatory permissions
- Oversight of Processes and Controls
- Training and Competence
- Review of promotional material
- Conflicts of interest
- Compliance monitoring
- Assist with the research and analysis of regulatory developments

The ideal candidate will have a minimum of 8 years compliance experience in Asset Management andoffer good knowledge of FCA regulations and the ability to liaise at senior level. You will offer strong organisational skill, excellent interpersonal and communication skills and ability to develop strong partnerships with Business.

*We will contact suitable candidates within 3 days of application - but unfortunately unable to respond to candidates who are not short-listed. However, we will update on more suitable openings which arise and thank you in advance for your interest.