Badenoch & Clark Ltd
400.00 GBP Daily
11 Aug 2017
19 Aug 2017
Contract Type
A fantastic opportunity has arisen at a leading financial services firm in the MiFID II space. We are looking for someone tointerpret the EU regulations on MiFID II (as transposed into relevant local regulation) to assist in the development of regional Transparency & Transaction Reporting operational frameworks with a focus on the development and drafting of supporting in accordance with protocols

- To interpret the EU regulations on MiFID II (and as transposed into local relevant regulation)and develop regional policy and procedures to support the respective framework;
- Working closely with Compliance and Legal in the development of the relevant policies and procedures to ensure a harmonised and consistent approach is taken across the firm
- Liasing with the 1LoD and 2LoD, relevant business project teams and local compliance and legal in the interpretation and implementation of policies into operational procedures
- Other policy and procedural related activity covering other MIFID themes/obligations will be required

In order to be successful in your application you will need to demonstrate;

- Good Capital markets product knowledge
- Proven experience writing compliance policies and procedures in relation to the MiFID II and local rules and regulations will be essential.
- Proven experience within a compliance advisory or legal counsel capacity
- Strong working knowledge of MiFID II /MIFIR, FCA regulations and where relevant thematic reviews etc., to capture rules and regulatory interpretation or expectation in relation to same
- Experience of developing operating control frameworks from scratch as opposed to purely uplift in regulations
- Excellent verbal and written communication skills
- Excellent interpersonal skills and the ability to quickly build relationships at all levels