Compliance Assistant- Sanctions and Licensing

23 Aug 2017
20 Sep 2017
Contract Type
full time permanent position
Role Purpose (Summary)

To support the Sanctions and Licensing team in their remit to maintain adequate processes and controls to ensure there are no breaches of sanctions or licensing requirements within EO.

General Description

  • Assist with sanctions and licensing queries and provide guidance to the business.
  • Assist with maintaining the Oracle Watchlist Screening (OWS) system, administrating the 'fuzzy matches' output from the system, case management, uploading of data and review.
  • Assist with training to the business.
  • Assist in the submission of regulatory returns, maintenance of (re)insurance licences, updating schedules as and when required.
  • Support with Brexit licence applications.
  • Assist in updating compliance intranet site content.
  • Assist with reviewing regulatory developments and communications
  • Assist in the preparation and collation of meeting packs
  • Preparation of monthly reports as required (e.g. exception reports)
  • Assist with ad-hoc requests from the business for compliance documentation (e.g. compliance policies/procedures)
  • Assist with all matters undertaken by the compliance department when required.

    Essential Requirements

  • Professional approach with a strong desire to learn
  • Strong organisational skills
  • Strong analytical skills
  • Research and reporting skills
  • Ability to handle a varied workload
  • Proficiency in Microsoft Word and Excel

    Experience in screening tools an advantage

    Experience in the Lloyd's market an advantage.

Number of Openings:

How to Apply:

To submit your application, click "Apply" and follow the step by step process.

Equal Employment Opportunity:

QBE is an equal opportunity employer and is required to comply with equal employment opportunity legislation in each jurisdiction it operates.