Funds Regulatory Assistant - Wealth Management

7 days left

Mason Blake Limited
45000.00 GBP Annual
04 Sep 2017
02 Oct 2017
Contract Type
Our Client, a large Discretionary Wealth Management firm with offices across the UK and North America is currently seeking to hire a Funds Regulatory Assistant to join their London Office.

Key Responsibilities:

- Provide assistance on Fund-related matters e.g. fund documentation updates and ongoing country registrations
- Keep fund documentation up to date (prospectus, supplements, KIIDS) and liaise appropriately with external lawyers, auditors etc.
- Ensure monthly SRRI calculation is completed on time each month
- Liaise with different departments, including marketing and product development


- Experience working as a paralegal or legal assistant within Investment or Wealth Management
- Technical knowledge of Fund structures
- Proven understanding of relevant regulations
- Knowledge of UCITS, non-UCITS, onshore and offshore Funds
- Professional qualifications are an advantage.

Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age.