Treasury Control and Assurance Manager

Goodman Masson
01 Sep 2017
29 Sep 2017
Contract Type

A large bank is now recruiting for a Treasury Control and Assurance Manager to join their team on a temporary basis.

The main responsibilities of the role are:

  • Partner with different business areas within Treasury to help support a strong compliance and risk management culture
  • Engage on regulatory and legal requirements impacting Treasury and ensure their impact is managed through sharing operational risk expertise
  • Review policies and procedures for all of Treasury to understand material risks including market, credit, liquidity, operational and reputational risks and ensure appropriate controls are in place to support them
  • Capture and report on operational risks and incidents using the Bank's operational risk tool
  • Manage Treasury Events, Issues and Actions to understand financial, regulatory or customer impacts and then assist the business in implementing controls/solutions to prevent reoccurrence
  • Partner with 2nd Line of Defence (Operational Risk) and 3rd Line of Defence (Internal Audit) to ensure a holistic map of risk, controls and issues is maintained
  • Partner with business areas to assess their control environment to understand how key risks can be mitigated. Continually improve the risk and control environment through completion of regular Risk Assessment refreshes.
  • Understand the comprehensive design and review of all RACA within Treasury and contribute to the SOX and non-SOX control testing for Treasury
  • Ensure risk data is maintained to demonstrate compliance with policy and regulatory standards
  • Provide new deal support to Treasury Markets, Debt Capital Markets and Operations
  • Support and own elements of the Bank's business continuity planning
  • Establish and maintain supervision procedures covering Front Office and LIBOR Rate Submission Team to mitigate the risk of market abuse
  • Production of useful and insightful risk reporting and KRIs for escalation to the Treasury Risk and Controls Committee