Compliance Officer - European Asset Management - London GBP60k

JFJ Associates Limited
60000.00 GBP Annual + + comprehensive benefits
10 Sep 2017
18 Sep 2017
Contract Type
A Citybased leading Asset Management firm are seeking an additional hire within their Compliance team responsible for supporting the distribution business. This global organisation has a presence in every major financial centre across the globe and seek exceptional professionals looking for a rewarding career, leadership and exposure across European business.

Working as part of a team of 8, duties will include:

- Undertaking the review of marketing and presentational materials assessing regulatory requirements,
- Review and sign off on Financial Promotions
- Providing advice and guidance to the business and training to the Marketing and Sales teams
- Handling regulatory queries from the Marketing and Sales teams
- Support Compliance within the European branch offices and Head of European Compliance keeping up-to-date with regulatory developments.
- Support the distributor due diligence process (including the review of agreements against regulatory standards)
- Keep up-to-date with regulatory developments that impact marketing materials (particularly relating to fund distribution and the cross border fund industry).
- Assisting in provide regulatory training to staff and build relationships with Marketing, Sales and Client Services.

The ideal candidate will have 3 years plus Compliance experience within Asset Management and good knowledge of FCA rules and excellent understanding of financial promotions and distribution elements.