Investment Manager

The Montgomery Partnership Ltd
Competitive Package
11 Sep 2017
09 Oct 2017
Contract Type

- To provide investment management and general financial advice to private clients.


Fund Management:

- Review portfolios regularly and make portfolio changes consulting partner, if appropriate.
- Ensure portfolios conform to client requirements
- Consider recommended share list
- Consider tax implications / check year-end tax packages
- Use tax exempt schemes where desirable
- Attend daily morning meetings, weekly meetings e.g. Investment Policy and Administration meetings and any other meetings relevant to role

General Financial Advice:

- Communicate with clients - attend and contribute to client meetings
- Be prepared to discuss general financial matters in conjunction with other specialist departments
- Refer non-investment matters to relevant specialist


- Write valuation reviews and keep general correspondence up to date
- Write up client meeting notes
- Keep KYC details up to date
- Research and produce answers to client queries
- Collate new client information e.g. personal details, stock history, bank details etc
- Check monthly / quarterly statements
- Process client orders through STP

Investment Research:

- Take responsibility for a market sector
- Attend broker meetings, report on and interpret company results
- Attend monthly analysts meeting and be prepared to speak on sector
- Make sector recommendations and weightings

Compliance, Regulatory and Training:

- Ensure familiarity and compliance with FCA requirements
- Attend annual compliance briefing
- Attend internal/external seminars as appropriate
- Pass computer based test
- Ensure that fair treatment of clients is at the forefront of all activities within the division
- Ensure that all interactions with clients and third parties are conducted in an open and transparent manner

New Clients:

- Take opportunities to acquire new clients
- Meet potential new client, explaining the firm
- Supervise take on and settling of new clients

Team Support:

- Collate information / documentation for Partner
- Support and advise the secretary
- Ensure Partner is briefed on investment policy

Personal Specifications

Education and Qualifications:

- Level 7 FCA recognised relevant qualification e.g. CISI Chartered Wealth Manager

Experience and Skills:

- Significant investment management experience
- Ability to read and understand a set of accounts
- Sound understanding of FCA regulations and how they apply to this role
- Sound market knowledge (demonstrable relevant market experience)
- Broad knowledge of personal tax
- High levels of numeracy - to check figures and totals
- Excellent communication skills - written and verbal
- Analytical skills - for stock analysis (if applicable)
- IT - clear understanding and ability to use; WMFO, Reuters or equivalent, MS Office suite of packages including Excel, Word, PowerPoint, Outlook