Compliance Analyst - Asset / Investment Management - FX

Elevate Platform Limited
390.00 - 400.00 GBP Daily
13 Sep 2017
21 Sep 2017
Contract Type
Compliance Analyst (Asset/ Investment Management) / London / 6 Months Contract / 390 to 400 GBP (Per Day)

Candidate Profile

* Experience of project managing/co-ordinating medium-sized projects/workstreams

* Knowledge of asset management industry and investment instruments and products

* Must have FX experience

* Experience of dealing with segregated client account structures utilising OTC derivatives

* Strong IMA/investment guideline drafting experience or understanding

* Strong interpersonal skills with the ability to communicate, influence and operate at all levels and to a broad set of stakeholders

* Methodical, highly organised with exceptional attention to detail

* Ability to work effectively under pressure

* Proactive and proven to work on your own initiative and under pressure

* Current FX traders are not setup for this regulations

* Have a large pool of segregated clients that need to make changes in contracts to

* Responsibility for managing pipeline of work and ensuring completion of deadline

* Strong organisational skills

* Managing client objectives

* About 150 clients

* Main part of the role is Project Management and Operational responsibility / Coordination of the role

* Understanding of Investments

* Will look at both buy side and sell side

* Operations or client facing role background

* Will need to understand what a segregated client is?

* Strong stakeholder management experience

* Familiar with segregated client account structures

* 30 - 40% is Project Management work. The rest is the implementation work (operation and legal aspects)

* Mapping of clients to ensure compliance and tracking and monitoring experience

* No specific compliance experience necessary

* All about making client accounts in line with legal

* Asset Management experience

If you match these requirements, please apply in the normal way. Elevate will send you an email, please open, click and action that email and your application will be visible to the hiring organisation directly.