Compliance Officer and MLRO

Recruiter
Communicate Recruitment Solutions Limited
Location
London
Salary
150000.00 GBP Annual
Posted
14 Sep 2017
Expires
12 Oct 2017
Contract Type
Permanent
COMPLIANCE OFFICER AND MLRO

Our client is a pan global financial services group. The company has a track record of high staff retention, job satisfaction, and excellent perks and benefits. The group offers a variety of financial products, including; institutional stock broking, investment banking, capital markets, wealth management, FX trading, commodities trading and CFDs. The Compliance function is going through a period of transformation and requires a natural leader to implement the requisite changes.

RESPONSIBILITIES AND ACCOUNTABILITIES

- Take oversight of regulatory compliance and AML for the firm
- Be registered with the FCA as the firm's CF10 and CF11
- Design and implement monitoring process, procedures and controls
- Build a small and nimble team
- Keep the firm abreast of regulatory changes

REQUIRED SKILLS

- Minimum of 8 years experience in the financial services
- Knowledge of MifID II and other impending regulations
- Have experience holding the CF10 and CF11
- Expert understanding of the FCA Handbook
- Understanding of similar financial instruments