UK Compliance Analyst

Caselton-Clark Ltd
40000.00 - 45000.00 GBP Annual + + Benefits
13 Sep 2017
19 Sep 2017
Contract Type
ROLE:- UK Compliance Analyst


PACKAGE:- GBP40k - GBP45k + Benefits

The Company:-

Anderson Red is recruiting for a UK Compliance Analyst on behalf of a global leader in retail foreign exchange. The firm isregulated by the FCA and theypossess a vibrant and fast-paced working environment for self-motivated employees who want to continue to grow their career in finance and do so with one of the world's fastest growing FX brokers.


As the successful candidate, youwill be reporting directly to the UK Head of Compliance and responsible for assisting with monitoring and regular sample checking of all compliance functions and regulatory obligations.You will be involved in a wide variety of duties including but not limited to assisting in ensuring there are adequate, clear and sufficiently detailed compliance and regulatory policies in place, keep internal registers up to date and ensure the adherence to the most recent regulations in the UK and EU, assist in executing the compliance monitoring programme and assist with occasional regulatory reporting obligations. The ultimate aim of the role is to ensure the firmnot only meets, but exceeds its compliance obligations in the UK whilst communicating a strong ethical culture across all departments globally.

The Candidate:-

As the Ideal candidate,you will be of a "growth mindset" and hungry to learn new skills and take on new responsibilities. You should be comfortable working autonomously anddeveloped communication and influencing skills are a must, as is the ability to work in a dynamic, fast-growing environment across various time zones. Essential pre-requisites:-

- 3 years' experience in a UK or EU financial market compliance role.
- Strong understanding of the UK's financial regulatory regime.
- Strong communicator and influencer
- Self-starter and well organised
- Experience with EU regulations is highly desirable
- Financial regulation training and competence certificates (CISI qualification if possible)

How to apply:-

If you would like to know more, please contact the Anderson Red team at ************************ or ************** All applications will be treated in strict confidence.

Anderson Red is a boutique recruiter specialising in forex, retails derivatives and related Fintechs. If you would like to discuss your next role either as candidate or as a hiring manager, please get in touch.