VP -Cash Equities Compliance Advisory

Hays Financial Markets
Up to 95000.00 GBP Annual + + bonus
14 Sep 2017
12 Oct 2017
Contract Type
The Firm:

One of the top 5 banks in UK and European Equities seeks a Compliance Officer at VP level to join their Cash Equities Compliance coverage.

The role:

Working on the trade floor you will be providing compliance coverage to the Cash Equities division that has consistently ranked in the top 5 for over 20 years. Key to the role is very strong understanding of the issues that arise from Cash Equity sales & trading such as transparency under MiFID 2, MAR / MAD; EMIR etc and the implications resulting from sales commentary such as perceived inducements etc.

Candidates for the role must have a minimum of 4 years Compliance experience covering Equities. You will be working on the trading floor so a sense of self-assurance, knowledge and a positive attitude are absolute necessities in the role.

The Candidate:

University degree
4 years Equities Compliance experience
Excellent understanding of the UK and EU regulatory frameworks in respect of Cash Equities
Outgoing, enthusiastic and positive attitude
A demonstrable approach toward personal development and learning
An ability to be assertive as well as conciliatory

What you'll get in return

This team is small but highly experienced and demand a person who can contribute to their collaborative approach to improving the business and collectively learning from positive and negative scenarios. You will be provided with a vast array of learning opportunities such as their globally recognised business academy.

What you need to do now
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