Compliance Analyst - Third Party Oversight

JP Morgan
Market Rates
15 Sep 2017
23 Sep 2017
Contract Type
Compliance Analyst - Third Party Oversight Governance

We are seeking a Compliance Analyst with Third Party Oversight experience specifically within governance and risk controls to join JP Morgan in London on an initial 3 months contract. You should ideally have previous banking or consultancy experience with excellent analytical skills and the ability to work closely with internal and external clients.

Role Summary

The JPMorgan Chase Corporate Third Party Oversight (CTPO) team is responsible for developing, deploying, overseeing and ongoing reporting of a program that ensures the effective use of third parties to accomplish JPMorgan Chase's strategic goals. This includes building awareness of the program at the firm and ensuring consistency globally across both the LOB's and corporate groups. It also includes understanding and dissemination of regulatory requirements and reporting to regulators on the program and status. The major focus of the program is to ensure the vendors are performing to the same high standards that JPMorgan Chase holds itself accountable to including client service, quality, control, regulatory compliance, business resiliency and protection of information.

As a Compliance Analyst you will assist the Manager to deliver in the regional examination, regulatory support and execute on the critical Regional program objectives and drive to achieve the key responsibilities of the team that include:

* Support audit requirements as directed by the regional CTPO lead, in conjunction with the business, SOS and SAS or location teams.
* Support regulatory reviews on outsourcing as directed by the regional CTPO lead
* Support the regional Manager in the scoping of regional needs including local regulatory requirements and identify any regional gaps in processes, tools, etc.
* Prepare materials and supporting documentation to assist the regional CTPO lead for management meetings, awareness sessions, regional activities and ad hoc forums as required
* Lead meetings with key SMEs in the region and provide follow ups to support the regional CTPO lead.
* Support the implementation of the strategic tools and ensure the regional variances are accommodated
* Support and lead APAC projects such as the Regulatory guidance reviews, Pilots & End to End reviews and share the outcomes to help improve the CTPO program


* Knowledge of risk management and control principles
* Experience in managing audits and regulatory reviews
* Outstanding listening and analytic skills as well as being a strong written and verbal communicator at the senior management level
* Strong personnel and organizational management skills, including attention to detail, analytical thinking and be proactive
* Excellent judgment, particularly the ability to proactively monitor the program to identify and address issues early, performing root cause analysis to develop long term solutions
* Strong business analysis skills to enable efficient, accurate and objective decision making
* Ability to partner closely with related functions (Sourcing, Legal & Compliance, Audit, etc.) to ensure a coordinated and effective program
* Team player with ability to build strong cross-business relationships - proven flexibility, adaptability and reliability
* Excellent analytical and presentation skills