Investment Management Compliance Advisory 1 Year FTC
Global investment manager and subsidiary of wider financial services group, seeks an experienced buy-side compliance professional to cover for maternity leave on a fixed-term contract. Reporting into and deputising for the Senior Compliance Advisory Manager, you will assist junior members of the team in handling queries from the business whilst taking particular responsibility for US regulatory matters. Furthermore you will assess the regulatory landscape for developments that impact the business, requiring your attendance at external events. Candidates need to bring ten or more years' asset management compliance experience whereby you will have developed in-depth knowledge of the regulatory framework, particularly MiFID 2. If your employers have been SEC registered then this will prove advantageous.