Regulatory Compliance and Operational Risk Control Specialist

Recruiter
Huntswood Plc
Location
London
Salary
Competitive
Posted
16 Sep 2017
Expires
20 Sep 2017
Sector
Legal
Contract Type
Permanent

The Regulatory Compliance and Operational Risk Specialist will be responsible for;

  • Supporting the effective management of regulatory risk
  • Undertaking 2nd Line of Defence activities to support regulatory risk mitigation
  • On-going review and maintenance of regulatory control frameworks
  • Undertaking compliance monitoring reviews and completion of reports that demonstrate regulatory compliance and/or correction actions required
  • Supporting the senior management team with policies and procedures to effective manage regulatory risk

The successful applicant will demonstrate;

  • In-depth knowledge of Financial Conduct Authority (FCA) regulation including investor protection governing UK Wealth Management businesses
  • The ability to translate regulatory requirements into working policies and procedures
  • Knowledge of MiFID II
  • Professional experience of compliance monitoring, report writing, and input into controls including training and competency frameworks
  • Excellent written and verbal communication skills

If you wish to learn more about this position and demonstrate the required skills and experience then please apply now.

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